Description

• Serving as the primary liaison with MAS, exchanges, and other regulatory authorities.
• Providing timely interpretation and guidance on applicable laws, regulations, and MAS guidelines relevant to securities brokers.
• Designing and maintaining compliance frameworks to meet MAS and exchange requirements for all regulated activities.
• Collaborating with IT and development teams to translate regulatory requirements into technical specifications and system changes.
• Drafting and updating compliance manuals, policies, and supervisory procedures.
• Leading regulatory inspections and internal/external audits, including the implementation of remedial action plans where necessary.
• Staying abreast of regulatory developments and proactively assessing their impact on the business.

• Proven track record in a compliance leadership role within a MAS-regulated financial institution, exchange, or regulatory body.
• In-depth knowledge of Singapore's regulatory landscape, particularly the SFA and related MAS guidelines.
• Strong analytical and problem-solving abilities, with a hands-on approach.
• Excellent communication skills, both verbal and written.
• Ability to balance regulatory compliance with commercial pragmatism.
• Technologically proficient; comfortable working with tech teams on regulatory-driven initiatives.
• Strong organizational and project management capabilities.
• Team-oriented mindset with experience in lean team environments.
• Proactive, self-motivated, and adaptable to change.

• Competitive base salary with annual performance-based bonus and stock options.
• Central Provident Fund (CPF) contributions.
• Comprehensive medical coverage including dental, specialist consultations, and hospitalization.
• Generous leave entitlement.
• In-house daily lunch service and fully stocked kitchen.
• State-of-the-art office setup with multi-monitor workstations.
• Flexible hybrid work arrangements.
• Exposure to global financial markets, products, and an international client base.
• Clear career progression and expanded responsibilities in a rapidly growing global business.